Indiana Gold Star School Counseling Home

 

 

CONFIDENTIALITY

and related topics

 

Confidentiality Privileged Communication
FERPA Counselor Notes

Student Surveys, Personal Analyses, and Evaluations 

(not related to academic instruction)

 

       CONFIDENTIALITY is an ethical concept which states that what is said between two people will remain secret and will not be shared without consent.  The ASCA Ethical Standards state that counselors should keep information confidential unless disclosure is required to prevent clear and imminent danger to the student or others when legal requirements demand that confidential information be revealed.  The Ethical standards also state that while the counselor's primary obligation for confidentiality is to the student, the counselor should "balance that obligation with an understanding of the legal and inherent rights of parents/guardians to be the guiding voice in their children's lives."  Counselors are advised to explain the limits of confidentiality to all students so they do not feel betrayed if confidentiality must be broken.

 

       PRIVILEGED COMMUNICATION is a legal concept that protects school counselors from forced disclosure to a third party.  School counselors and school social workers have privileged communication in Indiana.  School nurses and school psychologists do not have privileged communication in Indiana.

                    School Counselor Immunity - Privileged Communication (IC 20-6.1-6-5)

 

       FEDERAL EDUCATIONAL RIGHTS AND PRIVACY ACT (FERPA) is a law that protects the privacy of educational records.  FERPA gives parents rights that transfer to a student at the age of 18.  Generally, schools must have written permission from the parent or eligible student in order to release any information from a student's education record.  Most schools use a Release of Records form that is signed by parents (or eligible student) when they ask that records be sent to insurance companies, community mental health counselors, etc.  However, schools may release information to the following without written permission:  school officials with legitimate educational interests, schools to which a student is transferring, appropriate parties in connection with financial aid, and others.  In 2001, the congress passed legislation requiring schools to release education records to the military in the same way they do to postsecondary institutions.  FERPA also gives parents and eligible students the right to inspect and review the student's education records.  See counselor notes below.

                  Introduction to FERPA (federal government)

                  Copy of FERPA

                  Access to Records by Military Recruiters

 

      COUNSELOR NOTES:  According to FERPA, educational records do NOT include, "records of instructional, supervisory, and administrative personnel and educational personnel ancillary thereto which are in the sole possession of the maker thereof and which are not accessible or revealed to any other person except a substitute."  This means that as long as a counselor's personal notes are never shared with another individual (or referred to which another individual, the are NOT part of the educational record and parents do NOT have the right to inspect and review them.  However, if the counselor notes are shared or referred to (e.g. during a case conference or student assistance team meeting), they become part of the educational record and MUST be shared with parents who request to see the student's educational record.  For this reason, many counselors keep a set of counseling notes that are separate from the educational record and are never shared with others.

 

       STUDENT SURVEYS, PERSONAL ANALYSIS, EVALUATIONS

Indiana Code (IC20-10.1-4-15) states that surveys, personal analyses, and evaluations (as described below) must be voluntary.  Surveys, personal analyses, and evaluations can only be required with the prior consent of the student or written consent of the parent or guardian if the student is a minor or unemancipated).

 

The surveys, analyses, and evaluations addressed by this section of the Indiana Code (IC20-10.1-4-15) are those which 1) not directly related to academic instruction be administered on a voluntary basis, and 2) reveals or attempts to affect the student's attitudes, habits, traits, opinions, beliefs, or feelings concerning political affiliations, religious beliefs or practices, mental or psychological conditions that may embarrass the student or the student's family; sexual behavior or attitudes, illegal, antisocial, self-incriminating, or demeaning behavior, critical appraisals of other individual with whom the student has a close family relationship; legal recognized privileged or confidential relationships including a relationship with a lawyer, minister, or physician; pr income (except as required by law to determine eligibility for participation in a program or for receiving financial assistance under a program.

 

The Indiana Code also states that any instructional materials used in conjunction with the surveys, personal analyses, and evaluations described above must be made available for inspection by the parents or guardians of a student.